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2016 PPG ANNUAL REPORT AND FORM 10-K 7
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
WASHINGTON, D.C. 20549
__________________________________________________________
FORM 10-K
ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF
THE SECURITIES EXCHANGE ACT OF 1934
For the fiscal year ended December 31, 2016
Commission File Number 1-1687
PPG INDUSTRIES, INC.
(Exact name of registrant as specified in its charter)
Pennsylvania
25-0730780
(State or other jurisdiction of incorporation or organization)
(I.R.S. Employer Identification No.)
One PPG Place, Pittsburgh, Pennsylvania
15272
(Address of principal executive offices)
(Zip code)
Registrant’s telephone number, including area code:
412-434-3131
Securities Registered Pursuant to Section 12(b) of the Act:
Title of each class
Name of each exchange on
which registered
Common Stock – Par Value $1.66
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New York Stock Exchange
0.000% Notes due 2019
New York Stock Exchange
0.875% Notes due 2022
New York Stock Exchange
0.875% Notes due 2025
New York Stock Exchange
1.400% Notes due 2027
New York Stock Exchange
Securities Registered Pursuant to Section 12(g) of the Act: None
Indicate by check mark if the Registrant is a well-known seasoned issuer as defined in Rule 405 of the Securities Act. YES NO
Indicate by check mark if the Registrant is not required to file reports pursuant to Section 13 or Section 15(d) of the Act. YES NO
Indicate by check mark whether the Registrant (1) has filed all reports required to be filed by Section 13 or 15(d) of the Securities Exchange Act of
1934 during the preceding 12 months, and (2) has been subject to such filing requirements for the past 90 days. YES NO
Indicate by checkmark whether the registrant has submitted electronically and posted on its corporate web site, if any, every Interactive Date File
required to be submitted and posted pursuant to Rule 405 of Regulation S-T (§232.405 of this chapter) during the preceding 12 months (or for such
shorter period that the registrant was required to submit and post such files). YES NO
Indicate by check mark if disclosure of delinquent filers pursuant to Item 405 of Regulation S-K is not contained herein, and will not be contained, to
the best of Registrant’s knowledge, in definitive proxy or information statements incorporated by reference in Part III of this Form 10-K or any
amendment to this Form 10-K.
Indicate by check mark whether the registrant is a large accelerated filer, an accelerated filer, a non-accelerated filer, or a smaller reporting company.
See the definitions of “large accelerated filer,” “accelerated filer” and “smaller reporting company” in Rule 12b-2 of the Exchange Act. (Check one):
Large accelerated filer
Accelerated filer
Non-accelerated filer
Smaller reporting company
(Do not check if a smaller reporting company)
Indicate by check mark whether the Registrant is a shell company (as defined by Rule 12b-2 of the Act). YES NO
The aggregate market value of common stock held by non-affiliates as of June 30, 2016, was $27,771 million.
As of January 31, 2017, 257,094,500 shares of the Registrant’s common stock, with a par value of $1.66
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per share, were
outstanding. As of that
date, the aggregate market value of common stock held by non-affiliates was $25,682 million.
DOCUMENTS INCORPORATED BY REFERENCE
Incorporated By
Document
Reference In Part No.
Portions of PPG Industries, Inc. Proxy Statement for its 2017 Annual Meeting of Shareholders
III